Clifford A. Siegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Alan Siegel was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1983. Clifford had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2013 - September 3, 2015
ENCLAVE CAPITAL LLC
March 26, 2012 - November 20, 2012
GLOBAL HUNTER SECURITIES, LLC
January 1, 2010 - March 19, 2010
GLEACHER & COMPANY SECURITIES, INC.
June 28, 1990 - January 24, 2008
JEFFERIES LLC
February 1, 1983 - March 14, 1990
CRESVALE INTERNATIONAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENCLAVE CAPITAL LLC
CRD#: 22732 / SEC#: , 8-39592
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
