Howard H. Potter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Hugh Potter was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1983. Howard had worked at 2 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1989 - March 20, 1990
ST. GERMAINE SECURITIES COMPANY
April 13, 1983 - November 22, 1988
DENVER SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ST. GERMAINE SECURITIES COMPANY
CRD#: 16532 / SEC#: , 8-33857
Contact information
Documents
Red Flags
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