Danielle Dayan
Professional summary
Danielle Dayan is a registered financial professional currently at APEX CLEARING CORPORATION located in Chicago, Illinois.
Danielle is registered as a RR (Registered Representative) and started their career in finance in 1988. Danielle has worked at 12 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Danielle Dayan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2022 - Present
APEX CLEARING CORPORATION
Office #1: 141 W. Jackson Blvd. Suite 260, Chicago, IL 60604April 26, 2022 - March 16, 2023
ELECTRONIC TRANSACTION CLEARING, INC.
September 26, 2019 - April 6, 2022
ACS EXECUTION SERVICES, LLC
March 8, 2017 - January 17, 2018
ELECTRONIC TRANSACTION CLEARING, INC.
February 17, 2015 - February 27, 2017
FOREST SECURITIES,INC.
July 7, 2009 - March 4, 2013
CITADEL SECURITIES LLC
June 17, 2008 - June 16, 2009
GAR WOOD SECURITIES, LLC
January 14, 2004 - July 13, 2006
KNIGHT CAPITAL AMERICAS, L.P.
October 27, 1997 - June 27, 2006
KNIGHT CAPITAL MARKETS LLC
October 24, 1997 - July 29, 1999
KNIGHT CAPITAL AMERICAS, L.P.
June 10, 1996 - November 8, 1997
TRADETECH SECURITIES L.P.
September 27, 1993 - June 17, 1996
GVR COMPANY
October 13, 1992 - August 31, 1993
NEWEDGE FINANCIAL INC.
July 19, 1988 - November 18, 1991
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/21/2010
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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