Stephen J. Kaszynski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen James Kaszynski, who also goes by Steve Kaszynski, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1983. Stephen had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2016 - September 29, 2017
HOMESTEAD FINANCIAL SERVICES CORP.
January 23, 2002 - December 31, 2002
D.A. CAPITAL MANAGEMENT, LLC
March 18, 1998 - October 16, 2000
GPC SECURITIES, INC.
November 9, 1994 - October 9, 1997
INVESCO DISTRIBUTORS, INC.
June 14, 1983 - July 19, 1994
TRUSTEED FUNDS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOMESTEAD FINANCIAL SERVICES CORP.
CRD#: 26643 / SEC#: , 8-42682
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NRECA UNITED HOLDINGS, INC. | HOLDING COMPANY OF NRECA SUBSIDIARIES | |
| CIVEROLO, BETH ANNE | VICE PRESIDENT AND DIRECTOR | 2643410 |
| DI MAURO, AMY MERRILL | TREASURER, DIRECTOR, FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF AND PRINCIPAL FINANCIAL OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 4731228 |
| OLLIVIERRE, MONICA LYNN | SECRETARY | 4036059 |
| SIEVERLING, DANIELLE CHERIE | CHIEF COMPLIANCE OFFICER | 4918493 |
| WEBSTER, JENNIFER LAUREL | PRESIDENT AND DIRECTOR | 1438190 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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