ER
Ellis D. Rainsberger
WAVERLY ADVISORS
COLORADO SPRINGS, CO 80905
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CRD#: 1073580
ER
Professional summary
Ellis Dwight Rainsberger JR, who also goes by Bud Rainsberger, Ellis Dwight Jr Rainsberger, is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Colorado Springs, Colorado.
Ellis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Ellis has worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bud Rainsberger | Ellis Dwight Jr Rainsberger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-Financial Industry Activities: Mr. Rainsberger is a partner and owner in Eagle Mountain Builders, a custom home construction company. He devoted 10 hours a month during trading hours and 40 hours a month outside of trading hours. 2% of his yearly income is received from this activity. 4355 Elk River Road Steamboat Springs CO 8048. Start date: 01/01/2021 Non-Financial Industry Activities: Mr. Rainsberger is the owner of RFS Lease Management. Mr. Rainsberger devotes approximately five (5) hours per month to this business.
CRS (Client Relationship Summary) - RIA
Click below to view Ellis Dwight Rainsberger JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2023 - Present
WAVERLY ADVISORS, LLC
Office #1: 980 Pico Point, Colorado Springs, CO 80905RIA
CRD#: 115332
COLORADO SPRINGS, CO
Past
January 1, 1999 - April 2, 2024
RAINSBERGER WEALTH ADVISORS
RIA
CRD#: 108325
COLORADO SPRINGS, CO
Past
October 10, 1990 - September 10, 1997
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Past
March 23, 1990 - November 5, 1990
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
November 26, 1985 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Past
March 6, 1984 - November 27, 1985
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
Past
November 24, 1982 - February 24, 1984
BOETTCHER & COMPANY, INC.
BD
CRD#: 101
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WAVERLY ADVISORS, LLC
CRD#: 115332Colorado Springs, CO 80905TRUST BUT VERIFY
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