Dave F. Meredith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dave F Meredith, CFP®, who also goes by David Francis Meredith, was a registered financial professional .
Dave is a previously registered financial professional and started their career in finance in 1983. Dave had worked at 10 firms and has passed the Series 66, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
February 5, 2021 - January 11, 2023
COPPELL ADVISORY SOLUTIONS LLC
August 24, 2018 - December 5, 2019
RICHARD BROTHERS SECURITIES
September 10, 2004 - December 11, 2017
ALLSTATE FINANCIAL SERVICES, LLC
August 7, 2001 - October 4, 2004
INVESTACORP, INC.
July 11, 1999 - May 17, 2001
SIGNATOR INVESTORS, INC.
June 18, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 18, 1991 - June 8, 1999
PRUCO SECURITIES, LLC.
May 17, 1989 - May 17, 1991
GUARDIAN INVESTOR SERVICES LLC
July 16, 1988 - May 30, 1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
July 16, 1988 - May 30, 1989
MONY SECURITIES CORPORATION
February 24, 1983 - August 11, 1988
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
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