Kevin M. Connor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Connor was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 9 firms and has passed the Series 63, SIE, Series 6, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2021 - February 26, 2025
THE LEADERS GROUP, INC.
February 13, 2019 - May 21, 2019
HB SECURITIES, LLC
August 18, 2015 - February 22, 2017
CAPE SECURITIES INC.
October 26, 2012 - May 20, 2013
SII INVESTMENTS, INC.
September 25, 2009 - November 2, 2010
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
September 25, 2009 - November 2, 2010
HARTFORD FUNDS DISTRIBUTORS, LLC
October 27, 2008 - September 28, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
June 18, 1987 - November 2, 2010
GLOBAL ATLANTIC DISTRIBUTORS, LLC
December 10, 1982 - April 14, 1987
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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