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Cheryl G. Trimbur

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CRD#: 1073473
CT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cheryl Gochenour Trimbur, who also goes by Cheryl A Gochenour, Cheryl Ann Gochenour, was a registered financial professional .

Cheryl is a previously registered financial professional and started their career in finance in 1984. Cheryl had worked at 4 firms and has passed the Series 63, SIE, Series 6, Series 3, Series 7 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cheryl A Gochenour | Cheryl Ann Gochenour

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 6, 2002 - December 13, 2007

FUND MANAGEMENT COMPANY

BD
CRD#: 25585
HOUSTON, TX
Past

September 18, 2000 - March 3, 2021

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

February 6, 1987 - September 9, 1988

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

May 30, 1984 - January 28, 1987

CIBC WORLD MARKETS CORP.

BD
CRD#: 630

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/28/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 10/17/1986
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FM
FUND MANAGEMENT COMPANY
FUND MANAGEMENT COMPANY

CRD#: 25585 / SEC#: , 8-41848

BD
Terminated by SEC on 04/15/2008
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 05/08/1969
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
A I M ADVISORS, INC.DIRECT OWNER
BRAY, PATRICK RICHARDSENIOR VICE PRESIDENT1203154
HARTLEY, DAVID ALEXANDERCHIEF FINANCIAL OFFICER AND TREASURER2220099
HOPPE, WILLIAM EDWIN JRSENIOR VICE PRESIDENT1414325
KELLEY, KAREN DUNNDIRECTOR & PRESIDENT1084249
MISSIMER, LYMAN IIISENIOR VICE PRESIDENT2689635
REJSEK, LANCE ALLENANTI-MONEY LAUNDERING COMPLIANCE OFFICER2262873
SPILLANE, TODD LAWRENCEVICE PRESIDENT1884586
STARLING-KLATT, REBECCA ALLISONCHIEF COMPLIANCE OFFICER2385771
ZERR, JOHN MARKDIRECTOR2792416

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FUND MANAGEMENT COMPANY

CRD#: 25585

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