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KM

Kevin Patrick Mott

CRD# 1073444·Registered 1983 - 2012
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Patrick Mott was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1983 - 2012. Kevin had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years registered in the securities industry

Current & Past Employments

Past

MULTI-BANK SECURITIES, INC.Past·CRD# 22098
BD
Southfield, MI
February 22, 2012 - August 27, 2012
TERWIN CAPITAL, LLCPast·CRD# 122463
BD
New York, NY
April 1, 2004 - September 23, 2004
LEGG MASON WOOD WALKER, INCORPORATEDPast·CRD# 6555
BD
Baltimore, MD
September 18, 2002 - January 9, 2004
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
September 13, 1993 - February 3, 1995
LEHMAN SPECIAL SECURITIES INC.Past·CRD# 7242
BD
September 7, 1989 - June 29, 1993
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
September 7, 1989 - June 29, 1993
LEHMAN GOVERNMENT SECURITIES INC.Past·CRD# 19655
BD
October 7, 1987 - June 29, 1993
PMI SECURITIES CO.Past·CRD# 14106
BD
November 10, 1983 - March 3, 1986
BECKER PARIBAS INCORPORATEDPast·CRD# 7635
BD
January 25, 1984 - August 31, 1984
PMI SECURITIES CO.Past·CRD# 14106
BD
September 7, 1983 - November 7, 1983

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Current Firm

MS
MULTI-BANK SECURITIES, INC.

MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: 8-39547
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1000 Town Center #2300, Southfield, MI 48075

Mailing Address

1000 Town Center #2300, Southfield, MI 48075

Phone Number

(248) 291-1100

Established

Michigan since 08/17/1987

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER—
COOGAN, MICHAEL LAWSONCFO1735236
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO, SECRETARY5593423
MACCAGNONE, DAVID THOMASCHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT AND CEO2077369

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2012About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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