Julie R. Lash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Robin Lash, who also goes by Julie Robin Baselice, Julie Robin Levitt, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1982. Julie had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2007 - September 30, 2019
GEORGE K. BAUM & COMPANY
May 31, 1994 - December 12, 2003
GEORGE K. BAUM & COMPANY
July 30, 1993 - May 31, 1994
GKB, INC.
October 16, 1992 - January 27, 1993
MORGAN STANLEY DW INC.
June 20, 1990 - September 25, 1992
PRUDENTIAL EQUITY GROUP, LLC
April 10, 1983 - January 22, 1990
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1982 - February 22, 1983
D. H. WALLACH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
