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YK

Yuri N. Kalina

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CRD#: 1073382
YK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Yuri Nmn Kalina, who also goes by Juraj Igor Kalina, Yuri Igor Kalina, was a registered financial professional .

Yuri is a previously registered financial professional and started their career in finance in 1982. Yuri had worked at 8 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Juraj Igor Kalina | Yuri Igor Kalina

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 2, 2010 - December 31, 2013

ESTRADA HINOJOSA & COMPANY, INC.

BD
CRD#: 19299
NEW YORK, NY
Past

June 6, 2007 - August 13, 2010

CABRERA CAPITAL MARKETS, LLC

BD
CRD#: 10081
NEW YORK, NY
Past

July 1, 2002 - June 7, 2007

M. R. BEAL & COMPANY

BD
CRD#: 22088
NEW YORK, NY
Past

August 3, 2001 - October 1, 2001

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

November 7, 1990 - November 20, 1996

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

November 7, 1989 - January 8, 1991

MERRITT FORBES & COMPANY, INCORPORATED

BD
CRD#: 13715
Past

May 21, 1987 - December 2, 1987

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

January 29, 1986 - April 1, 1986

BRISTOL AMERICAN SECURITIES CORPORATION

BD
CRD#: 14907
Past

December 21, 1982 - July 15, 1985

MATTHEWS & WRIGHT, INC.

BD
CRD#: 7025

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/27/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


EH
ESTRADA HINOJOSA & COMPANY, INC.
ESTRADA HINOJOSA | TWENTY-FIRST CENTURY SECURITIES AND INVESTMENTS, INC. | NAVARRO-ESTRADA SECURITIES, INC. | ESTRADA SECURITIES, INC. | ESTRADA HINOJOSA & COMPANY, INC.

CRD#: 19299 / SEC#: 801-61971, 8-37440

BD
Terminated by SEC on 12/02/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 01/09/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ESTRADA HINOJOSA FIRM BROCHURE AS OF MARCH 31, 2013 (3/12/2014)

Direct owners and executive officers


NamePositionCRD#
HINOJOSA, NOE JRCHAIRMAN/PRESIDENT & CEO/SHAREHOLDER1782212
GONZALES, DONALD JOHNSENIOR MANAGING DIRECTOR/TREASURER/ SHAREHOLDER/CCO - MUNI CAPITAL MARKETS2020617
HEBERT, MICHAEL JAMESCCO1229298
JOHNSON, KRISTY KAYFINOP4470948

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ESTRADA HINOJOSA & COMPANY, INC.

CRD#: 19299

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