Matthew S. Loos
Professional summary
Matthew Strong Dickson Loos is a registered financial professional currently at INTERCOASTAL CAPITAL MARKETS, INC. located in Boca Raton, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1983. Matthew has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Strong Dickson Loos's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2015 - Present
INTERCOASTAL CAPITAL MARKETS, INC.
Office #1: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432Office #2: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432March 1, 2013 - March 26, 2013
SANTANDER US CAPITAL MARKETS LLC
June 1, 2011 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
August 6, 2010 - June 1, 2011
SOUTHRIDGE INVESTMENT GROUP LLC
June 30, 2008 - May 18, 2010
VFINANCE INVESTMENTS, INC
November 1, 2006 - January 16, 2007
RBC CAPITAL MARKETS CORPORATION
January 3, 2001 - November 9, 2006
RBC CAPITAL MARKETS, LLC
May 3, 1996 - November 6, 2000
WACHOVIA SECURITIES, INC.
May 15, 1995 - February 27, 1996
ABN AMRO INCORPORATED
December 9, 1991 - March 21, 1995
MERIDIAN SECURITIES, INC.
December 23, 1986 - May 18, 1987
M.G.S.I. SECURITIES, INC.
December 4, 1985 - February 19, 1986
RADICE SECURITIES CORPORATION
August 30, 1985 - October 9, 1985
AKAR CAPITAL MANAGEMENT, INC.
March 21, 1983 - August 29, 1983
AKAR CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2016)
(3/4/2015)
(6/30/2015)
(3/16/2015)
(3/30/2016)
(7/1/2015)
(3/9/2015)
(5/28/2015)
(5/6/2015)
(3/23/2015)
(6/8/2015)
(5/7/2015)
(12/17/2015)
(6/29/2015)
(4/16/2015)
(5/4/2015)
Exams
FINRA
Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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Company Information
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83Boca Raton, FL 33432TRUST BUT VERIFY
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