William T. Frejlich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Frejlich was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 1997 - October 14, 1998
ROSENTHAL COLLINS SECURITIES, L.L.C
January 15, 1996 - December 31, 1996
GLOBAL INVESTMENT SERVICES, INC.
March 20, 1991 - December 31, 1995
LASALLE ST SECURITIES, L.L.C.
January 10, 1990 - December 31, 1990
DICKINSON & CO.
June 3, 1987 - December 31, 1989
LASALLE ST SECURITIES, L.L.C.
September 2, 1986 - June 16, 1987
MF GLOBAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROSENTHAL COLLINS SECURITIES, L.L.C
CRD#: 41915 / SEC#: , 8-49629
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROSENTHAL COLLINS HOLDINGS, L.L.C. | DIRECT OWNER | |
| BYRNE, ROBERT JAMES | MUNICIPAL PRINCIPAL, GENERAL PRINCIPAL OPERATIONS OPTIONS PRINCIPAL | 4421288 |
| OSMANSKI, PETER ANTHONY | GENERAL PRINCIPAL OPTION PRINCIPAL MUNICIPAL PRINCIPAL | 2217490 |
| SPANIAK, GEORGE NICHOLAS JR | FINANCIAL & OPERATIONS PRINCIPAL | 2171494 |
| WALL, THOMAS JEROME | PRESIDENT, GENERAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL | 1188640 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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