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Nace T. Nickel

NICKEL INVESTMENT ADVISORS
Windsor, CA
CRD#: 1073204
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NN
Nace Tyson NickelNICKEL INVESTMENT ADVISORS

Professional summary


Nace Tyson Nickel, who also goes by Nace Nickel, is a registered financial advisor currently at NICKEL INVESTMENT ADVISORS, INC. located in Windsor, California.

Nace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Nace has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 8, Series 24 and Series 4 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Nace Nickel

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Nace Tyson Nickel's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 24, 2012 - Present

NICKEL INVESTMENT ADVISORS, INC.

RIA
CRD#: 139058
Windsor, CA
Past

September 1, 2009 - December 31, 2011

NICKEL INVESTMENT ADVISORS, INC.

RIA
CRD#: 139058
WINDSOR, CA
Past

March 10, 2005 - November 21, 2005

BELL INVESTMENT ADVISORS INC

RIA
CRD#: 108383
SANTA ROSA, CA
Past

September 19, 2002 - November 29, 2004

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SANTA ROSA, CA
Past

September 19, 2002 - November 29, 2004

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

December 17, 2001 - September 5, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

December 17, 2001 - September 5, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

July 31, 1999 - July 5, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

November 18, 1998 - July 6, 1999

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO
Past

October 23, 1985 - October 13, 1998

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

March 22, 1983 - October 21, 1985

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/24/2012)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/27/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/24/1986
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


NI
NICKEL INVESTMENT ADVISORS, INC.
NACE NICKEL | NICKEL, NACE, TYSON | NICKEL, NACE TYSON | NICKEL INVESTMENT ADVISORS, INC. | NICKEL INVESTMENT ADVISORS, INC | NICKEL INVESTMENT ADVISORS | NICKEL INVESTEMT ADVISORS INC

CRD#: 139058 / SEC#:

California
Registered Investment Advisory firm - (3/27/2006 Approved)
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Contact information


Main Address
Windsor, CA
Mailing Address
Box 253, Windsor, CA 95492-9291
Phone number
(707) 838-6971
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts76
AUM (Assets Under Management)$ 43,110,960

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NICKEL INVESTMENT ADVISORS, INC.

CRD#: 139058Windsor, CA

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