Nace T. Nickel

NICKEL INVESTMENT ADVISORS

Windsor, CA

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CRD#: 1073204

Professional summary

Nace Tyson Nickel, who also goes by Nace Nickel, is a registered financial advisor currently at NICKEL INVESTMENT ADVISORS, INC. located in Windsor, California.

Nace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Nace has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 8, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nace Nickel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nace Tyson Nickel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2012 - Present

NICKEL INVESTMENT ADVISORS, INC.

RIA

CRD#: 139058

Windsor, CA

Past

September 1, 2009 - December 31, 2011

NICKEL INVESTMENT ADVISORS, INC.

RIA

CRD#: 139058

WINDSOR, CA

Past

March 10, 2005 - November 21, 2005

BELL INVESTMENT ADVISORS INC

RIA

CRD#: 108383

SANTA ROSA, CA

Past

September 19, 2002 - November 29, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SANTA ROSA, CA

Past

September 19, 2002 - November 29, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

December 17, 2001 - September 5, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 17, 2001 - September 5, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 31, 1999 - July 5, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

November 18, 1998 - July 6, 1999

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Past

October 23, 1985 - October 13, 1998

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

March 22, 1983 - October 21, 1985

CHARLES SCHWAB & CO., INC.

CRD#: 5393

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/24/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/24/1986

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 5/14/1984

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/10/1983

Registered Options Principal Examination

Current Firm

NICKEL INVESTMENT ADVISORS, INC.

CRD#: 139058 / SEC#:

California

Registered Investment Advisory firm - (3/27/2006 Approved)

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Contact information

Main Address

Windsor, CA

Mailing Address

Box 253, Windsor, CA 95492-9291

Phone number

(707) 838-6971

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 41,049,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nace T. Nickel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nace Tyson Nickel's CRS (Customer Relationship Summary).

Certified licenses

Experience

NICKEL INVESTMENT ADVISORS, INC.

BELL INVESTMENT ADVISORS INC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

SCOTTRADE, INC.

QUICK & REILLY, INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2002

Series 63

Date: 9/26/1983

Series 7

Date: 3/19/1983

Series 8

Date: 7/24/1986

Series 24

Date: 5/14/1984

Series 4

Date: 8/10/1983

Current Firm

NICKEL INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NICKEL INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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