Joseph A. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Aloysius Gallagher was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1982. Joseph had worked at 4 firms and has passed the Series 63, Series 3, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1989 - December 8, 1997
CARMONA, MOTLEY AND COMPANY, INC.
August 14, 1986 - November 15, 1988
MATTHEWS & WRIGHT, INC.
August 14, 1986 - November 15, 1988
MATTHEWS & WRIGHT CAPITAL, INC.
November 18, 1982 - May 13, 1986
CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARMONA, MOTLEY AND COMPANY, INC.
CRD#: 21813 / SEC#: , 8-39276
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
