Leonard R. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Rickey Taylor was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1983. Leonard had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1990 - March 22, 1990
ALLISON, ROSENBLUM & HANNAHS, INC.
May 8, 1989 - December 16, 1989
SWINK & COMPANY, INC.
June 27, 1987 - April 28, 1989
L.A. BOYKIN & ASSOCIATES, INC.
May 1, 1987 - June 19, 1987
DELTA FINANCIAL INVESTMENT CORPORATION
August 16, 1985 - November 25, 1985
BOWMAN & COMPANY INCORPORATED
August 30, 1984 - August 2, 1985
STEPHENS
February 8, 1984 - August 13, 1984
BRITTENUM & ASSOCIATES, INC.
May 13, 1983 - May 23, 1983
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
March 22, 1983 - April 11, 1983
UMIC, INC.
February 3, 1983 - February 14, 1983
R. ROWLAND & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLISON, ROSENBLUM & HANNAHS, INC.
CRD#: 22375 / SEC#: , 8-39699
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
