TP
Terry A. Pasquale
VALIC FINANCIAL ADVISORS
Chicago, IL 60661
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CRD#: 1073018
TP
Professional summary
Terry Albert Pasquale, who also goes by Terry A Pasquale, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Chicago, Illinois.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Terry has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terry A Pasquale
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CME/IMM SEAT LEASE POSITION: Owner NATURE: IMM membership @ the CME. I lease my IMM membership at the CME Exchange. This membershipremainsa source of passive income. I have been leasing since 2006. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2020 ADDRESS: 2551 Cedar Hill Lane, Woodridge IL 60517, United States DESCRIPTION: Lease tends to be on a 6 month term. It can vary from a month to a year. My responsibilities are signing lease when renewing, paying membership fees, & voting for boardmembers & or committees. I have an outside party handle lease negotiation & paperwork. So minimal time will be spent on this. Say an hour a year. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Terry Albert Pasquale's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Terry Albert Pasquale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2014 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 500 West Madison Suite 2850, Chicago, IL 60661RIA
BD
CRD#: 42803
Chicago, IL
Current
March 24, 2014 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 500 West Madison Suite 2850, Chicago, IL 60661RIA
BD
CRD#: 42803
Chicago, IL
Past
July 31, 2012 - November 20, 2012
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
OAK BROOK, IL
Past
March 21, 2012 - November 20, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
OAK BROOK, IL
Past
December 6, 2011 - March 23, 2012
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
WHEELING, IL
Past
November 29, 2011 - March 23, 2012
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
WHEELING, IL
Past
March 1, 2010 - December 16, 2011
VISION INVESTMENT SERVICES, INC.
BD
CRD#: 46609
WHEELING, IL
Past
January 5, 2009 - December 2, 2009
VERITRUST FINANCIAL, LLC
RIA
CRD#: 106594
BATAVIA, IL
Past
January 5, 2009 - December 2, 2009
VERITRUST FINANCIAL, LLC
BD
CRD#: 106594
BATAVIA, IL
Past
December 5, 2005 - January 5, 2009
WADDELL & REED
RIA
CRD#: 866
OAKBROOK, IL
Past
October 27, 2005 - January 5, 2009
WADDELL & REED
BD
CRD#: 866
OAKBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/26/2020)
IAR
Arizona(5/5/2021)
RR
Colorado(12/3/2019)
IAR
Colorado(12/3/2019)
RR
Florida(4/11/2019)
IAR
Florida(4/15/2019)
RR
Georgia(11/10/2022)
RR
Idaho(7/31/2023)
IAR
Idaho(8/2/2023)
IAR
Illinois(3/20/2014)
RR
Illinois(3/24/2014)
RR
Indiana(3/20/2018)
IAR
Indiana(3/21/2018)
RR
Iowa(11/19/2024)
IAR
Iowa(12/2/2024)
RR
Michigan(4/22/2021)
IAR
Michigan(4/26/2021)
IAR
Mississippi(8/27/2020)
RR
Mississippi(4/22/2021)
RR
Missouri(8/14/2017)
IAR
Missouri(7/31/2019)
RR
New Jersey(11/13/2019)
IAR
New Jersey(1/28/2021)
RR
Ohio(9/14/2016)
IAR
Ohio(9/14/2016)
RR
Oregon(6/16/2016)
RR
Wisconsin(4/22/2021)
IAR
Wisconsin(4/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
