Blanche S. Berenzweig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blanche Sharrie Berenzweig, who also goes by Blanche Sharrie (kahn) Berenzweig, Blanche Sharrie Kahn, was a registered financial professional .
Blanche is a previously registered financial professional and started their career in finance in 1983. Blanche had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2014 - November 30, 2017
ARBOR POINT ADVISORS
August 26, 2011 - October 8, 2014
JK INVESTMENT GROUP, INC.
February 11, 2003 - March 14, 2012
SECURITIES AMERICA ADVISORS, INC.
February 7, 2003 - November 30, 2017
SECURITIES AMERICA, INC.
January 13, 2003 - February 22, 2003
LPL FINANCIAL LLC
January 2, 2003 - January 15, 2003
SECURITIES AMERICA ADVISORS, INC.
September 25, 2000 - December 31, 2002
MIDWEST FINANCIAL PLANNERS INC
September 13, 1999 - January 15, 2003
SECURITIES AMERICA, INC.
April 22, 1997 - October 11, 1999
SPELMAN & CO., INC.
January 5, 1996 - May 7, 1997
LIBERTY INVESTMENT COUNSEL, LTD.
April 30, 1993 - December 7, 1995
CAPITAL FINANCIAL SERVICES, INC.
January 8, 1993 - May 4, 1993
WELLINGTON INVESTMENT SERVICES CORP.
April 7, 1992 - January 1, 1993
BANC ONE SECURITIES CORPORATION
September 19, 1983 - April 24, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 19, 1983 - April 24, 1992
EQUITABLE ADVISORS, LLC
February 18, 1983 - September 12, 1983
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARBOR POINT ADVISORS
CRD#: 165127 / SEC#: 801-77135
Contact information
Regulatory assets under management
| Total Number of Accounts | 28,010 |
| AUM (Assets Under Management) | $ 6,929,575,682 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
