Kim D. Lancey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Douglass Lancey was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 1982. Kim had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - December 31, 2023
WORLD INVESTMENTS, LLC
December 21, 2011 - December 31, 2017
VOYA FINANCIAL ADVISORS, INC.
January 4, 2010 - December 22, 2011
ALLIED BEACON PARTNERS, INC.
January 10, 2005 - December 23, 2009
COMMUNITY BANKERS SECURITIES, LLC
August 3, 1999 - January 10, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
November 16, 1982 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 16, 1982 - August 25, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
