Terrance R. Hennessy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrance Richard Hennessy, who also goes by Terrence Richard Hennessy, was a registered financial advisor .
Terrance is a previously registered financial advisor and started their career in finance in 1982. Terrance had worked at 6 firms and has passed the Series 63, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2005 - July 18, 2013
HLM SECURITIES, INC.
January 9, 2003 - December 31, 2009
RESOURCES PLANNING GROUP INC
November 19, 1989 - December 9, 2004
OSAIC WEALTH, INC.
October 17, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 20, 1984 - February 13, 1986
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 16, 1982 - February 19, 1985
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 2/7/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
HLM SECURITIES, INC.
CRD#: 133216 / SEC#: , 8-66700
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
