Salvatore A. Risi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Anthony Risi was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1986. Salvatore had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - July 3, 2017
KOYOTE TRADING LLC
March 16, 2009 - May 8, 2017
SCHOTTENFELD GROUP LLC
February 29, 2008 - March 13, 2009
RBC CAPITAL MARKETS, LLC
January 2, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
April 27, 2006 - March 16, 2009
G-2 TRADING,LLC
September 26, 2003 - September 15, 2006
GENERIC TRADING ASSOCIATES, LLC
September 15, 2003 - December 15, 2003
GENERIC TRADING ASSOCIATES, LLC
March 25, 2002 - April 16, 2003
VISION SECURITIES INC.
July 20, 2001 - December 31, 2006
US TRADING LLC
June 13, 2000 - January 28, 2005
COWEN SECURITIES LLC
April 24, 2000 - June 12, 2000
COWEN SECURITIES LLC
May 27, 1997 - November 29, 2006
WITENBERG INVESTMENT COMPANIES, INC.
August 3, 1993 - January 2, 2007
CARLIN EQUITIES, LLC
May 25, 1990 - June 8, 1993
REICH & CO., INC.
November 19, 1989 - May 8, 1990
OSAIC WEALTH, INC.
February 19, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOYOTE TRADING LLC
CRD#: 149672 / SEC#: , 8-68182
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOYOTE CAPITAL GROUP LLC | OWNER | |
| KOCH, DAVID KENNETH | VICE PRESIDENT & SECRETARY, MEMBER | 2422912 |
| RISI, SALVATORE ANTHONY | CFO/FINOP | 1072513 |
| ROSEN, LUCAS GABRIEL | MEMBER | 2443280 |
| SCHOTTENFELD, RICHARD PAUL | MANAGING MEMBER | 1280443 |
| WADE, RICHARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 1455700 |
| WEISS, BRYAN EVAN | MEMBER | 4439851 |
| WEISS, RONALD MICHAEL | PRESIDENT, MEMBER | 462488 |
Red Flags
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