David Q. O'brien
Professional summary
David Quinby O'brien, who also goes by David Quinby Obrien, Ob Obrien, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1982. David has worked at 6 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Quinby O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008August 25, 2008 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
September 26, 1990 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
February 27, 1990 - August 21, 1990
ICAP SECURITIES USA LLC
July 25, 1987 - February 15, 1990
INTERCAPITAL GOVERNMENT SECURITIES INC.
November 24, 1982 - January 7, 1985
ALLEN & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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