Wayne E. Hake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Edwin Hake, CFP® was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1982. Wayne had worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
January 24, 2003 - December 31, 2006
KCM & ASSOCIATES
September 22, 2001 - December 31, 2025
MML INVESTORS SERVICES, LLC
September 22, 2001 - December 31, 2025
MML INVESTORS SERVICES, LLC
January 22, 2001 - October 1, 2001
EQUITABLE DISTRIBUTORS, LLC
July 9, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 8, 1999 - August 7, 2001
EQUITABLE ADVISORS, LLC
October 17, 1997 - June 18, 1999
VOYA FINANCIAL ADVISORS, INC.
July 21, 1997 - October 28, 1997
THE LEADERS GROUP, INC.
March 1, 1996 - July 2, 1997
MML INVESTORS SERVICES, LLC
November 16, 1994 - March 1, 1996
G. R. PHELPS & CO., INC.
October 7, 1993 - November 17, 1994
MONY SECURITIES CORPORATION
September 30, 1992 - September 7, 1993
MML INVESTORS SERVICES, LLC
December 23, 1982 - October 13, 1992
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationCurrent firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
