JS
James R. Sanford
HUNTLEIGH ADVISORS
Memphis, TN 38018
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CRD#: 1072165
JS
Professional summary
James Ronald Sanford, who also goes by Ron Sanford, Ronnie Sanford, is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in Memphis, Tennessee and HUNTLEIGH SECURITIES CORPORATION located in Memphis, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 42, Series 62, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Sanford | Ronnie Sanford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PREPARES TAX RETURNS FOR CLIENTS AND CONDUCTS INSURANCE SALES W/VARIOUS COMPANIES, THROUGH PREFERRED SERVICES, A SOLE PROPRIETORSHIP. NON-INVESTMENT RELATED; LOCATED AT 154 TIMBER CREEK MEMPHIS, TN 38018; S B AND S, LLC (FAMILY PARTNERSHIP), PARTNER AND MANAGER AS OF FEBRUARY 2012, FARMING AND LIVESTOCK, MOSELLE, MS. NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view James Ronald Sanford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2019 - Present
HUNTLEIGH ADVISORS, INC.
Office #1: 154 Timber Creek Suite 1, Memphis, TN 38018RIA
CRD#: 113412
Memphis, TN
Current
January 3, 2001 - Present
HUNTLEIGH SECURITIES CORPORATION
Office #1: 154 Timber Creek Suite 1, Memphis, TN 38018BD
CRD#: 7456
Memphis, TN
Past
March 14, 2011 - March 28, 2023
DATATEX INVESTMENT SERVICES INC
RIA
CRD#: 105440
CORDOVA, TN
Past
January 4, 1993 - December 3, 2021
K. W. CHAMBERS & CO.
BD
CRD#: 1432
CORDOVA, TN
Past
December 14, 1982 - December 9, 1992
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/4/2011)
RR
Arizona(10/12/2023)
RR
Arkansas(1/5/2001)
IAR
Arkansas(9/20/2024)
RR
California(10/15/2014)
RR
Colorado(1/19/2016)
RR
Florida(6/30/2008)
IAR
Florida(10/23/2024)
RR
Illinois(1/19/2016)
RR
Iowa(1/18/2011)
RR
Kentucky(1/19/2016)
RR
Mississippi(1/4/2001)
RR
Missouri(10/4/2017)
IAR
Missouri(6/3/2019)
RR
New Hampshire(1/20/2016)
RR
New York(9/26/2023)
RR
North Carolina(7/26/2010)
RR
Ohio(7/25/2023)
IAR
Ohio(9/20/2024)
RR
Pennsylvania(11/20/2017)
RR
South Carolina(4/21/2016)
RR
Tennessee(2/12/2001)
IAR
Tennessee(5/30/2019)
RR
Texas(9/2/2009)
IAR
Texas(9/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 42
Date: 11/1/1999
Registered Options Representative ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 11/7/1996
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
Mailing Address
Phone number
(314) 236-2400
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 626,466,687 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HUNTLEIGH ADVISORS, INC.
CRD#: 113412Memphis, TN 38018TRUST BUT VERIFY
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