Eugene P. Weisbrod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Paul Weisbrod, who also goes by Gene Weisbrod, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1984. Eugene had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2006 - December 31, 2015
WORLD INVESTMENTS, LLC
October 2, 2006 - December 31, 2015
WORLD INVESTMENTS, LLC
March 16, 2006 - September 29, 2006
UNITED ADVISORS
January 8, 2004 - December 8, 2005
USALLIANZ SECURITIES, INC.
December 2, 2003 - December 8, 2005
USALLIANZ SECURITIES, INC.
January 24, 2003 - December 4, 2003
METROPOLITAN LIFE INSURANCE COMPANY
January 24, 2003 - December 4, 2003
MSI FINANCIAL SERVICES, INC.
March 25, 2002 - December 16, 2002
METROPOLITAN LIFE INSURANCE COMPANY
March 25, 2002 - December 16, 2002
MSI FINANCIAL SERVICES, INC.
October 27, 2000 - March 27, 2002
1717 CAPITAL MANAGEMENT COMPANY
September 4, 1986 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 4, 1986 - October 6, 2000
EQUITABLE ADVISORS, LLC
January 19, 1984 - June 4, 1986
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
