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ES

Edward H. Schrufer

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CRD#: 1072023
ES

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Howard Schrufer JR, who also goes by Ed Schrufer, Edward Jr Howard Schrufer, was a registered financial advisor .

Edward is a previously registered financial advisor and started their career in finance in 1982. Edward had worked at 19 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ed Schrufer | Edward Jr Howard Schrufer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 17, 2007 - January 27, 2011

ADDISON AVENUE FINANCIAL PARTNERS, LLC

RIA
CRD#: 127283
SANTA CLARA, CA
Past

October 2, 2007 - January 14, 2011

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
CUPERTINO, CA
Past

May 29, 2007 - October 12, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SAN BRUNO, CA
Past

May 29, 2007 - October 12, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SAN BRUNO, CA
Past

July 2, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
SAN BRUNO, CA
Past

June 20, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
SAN BRUNO, CA
Past

November 20, 2001 - June 29, 2004

WEALTH RESOURCES GROUP

RIA
CRD#: 110131
WOODLAND HILLS, CA
Past

November 14, 2001 - January 24, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA
CRD#: 39543
EMERALD HILLS, CA
Past

November 6, 2001 - January 24, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FAIRFIELD, IA
Past

July 29, 1999 - November 5, 2001

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

May 22, 1998 - August 12, 1999

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

February 25, 1998 - June 4, 1998

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

January 27, 1998 - May 27, 1998

MCCLURG CAPITAL CORPORATION

BD
CRD#: 16798
SAN RAFAEL, CA
Past

July 15, 1996 - December 11, 1997

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

February 7, 1995 - July 15, 1996

FIRST INTERSTATE INVESTMENTS,INC.

BD
CRD#: 17101
Past

July 5, 1994 - February 13, 1995

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

July 6, 1989 - July 10, 1992

ASB FINANCIAL SERVICES

BD
CRD#: 24280
IRVINE, CA
Past

May 23, 1988 - August 29, 1988

GRIFFIN FINANCIAL SERVICES

BD
CRD#: 10823
Past

November 18, 1986 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

BD
CRD#: 10293
Past

November 18, 1986 - June 9, 1989

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
Past

November 18, 1986 - June 9, 1989

OSAIC FA, INC.

BD
CRD#: 3978
Past

May 15, 1985 - October 9, 1987

FIRST AFFILIATED SECURITIES, INC.

BD
CRD#: 6871
Past

December 21, 1982 - May 16, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 9/11/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AA
ADDISON AVENUE FINANCIAL PARTNERS, LLC
ADDISON AVENUE FINANCIAL PARTNERS, LLC | ADDISON AVENUE FINANCIAL PARTNERS,LLC

CRD#: 127283 / SEC#: 801-63997

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Contact information


Main Address
1011 Sunset Blvd., Rocklin, CA 95765-3702
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


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Company Information


ADDISON AVENUE FINANCIAL PARTNERS, LLC

CRD#: 127283

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