Loretta D. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loretta Dodson Williams was a registered financial professional .
Loretta is a previously registered financial professional and started their career in finance in 1982. Loretta had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2012 - December 31, 2015
PARAGON FINANCIAL SERVICES
January 2, 2008 - October 4, 2012
LPL FINANCIAL LLC
December 3, 2003 - December 31, 2007
WILLIAMS & WOON, INC.
January 3, 1990 - December 31, 2015
LPL FINANCIAL LLC
August 4, 1983 - January 6, 1990
A. G. EDWARDS & SONS, INC.
October 21, 1982 - November 21, 1983
PFS INVESTMENTS INC.
Primary Firm SEC Registration
PARAGON FINANCIAL SERVICES
CRD#: 164832 / SEC#: 801-117764
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON FINANCIAL SERVICES
CRD#: 164832 / SEC#: 801-117764
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,312 |
| AUM (Assets Under Management) | $ 337,405,173 |
Red Flags
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