Val J. Kosmider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Val John Kosmider was a registered financial professional .
Val is a previously registered financial professional and started their career in finance in 1982. Val had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 5, Series 15, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2014 - July 24, 2023
CHIMERA SECURITIES, LLC
May 2, 2006 - June 30, 2014
G-2 TRADING,LLC
January 11, 1999 - September 8, 2003
HANDELSBANKEN MARKETS SECURITIES, INC.
March 10, 1998 - August 25, 1998
PERSHING LLC
March 6, 1989 - January 26, 1998
SCHRODER & CO. INC.
May 15, 1987 - April 29, 1989
CITICORP SCRIMGEOUR VICKERS INTERNATIONAL, INC.
April 18, 1986 - February 10, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
September 16, 1983 - May 5, 1986
LEHMAN BROTHERS INC.
October 20, 1982 - September 12, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamSeries 5
Date: 7/2/1984
Interest Rate Options ExaminationSeries 15
Date: 4/3/1984
Foreign Currency Options ExaminationCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
