Robert H. Weatherly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Hines Weatherly, who also goes by Bob Weatherly, Bobby Weatherly, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2008 - December 31, 2017
WEATHERLY & COMPANY
April 5, 2007 - December 31, 2009
THE LEADERS GROUP, INC.
April 4, 2007 - December 31, 2007
WEATHERLY & COMPANY
January 1, 2001 - April 4, 2007
PARK AVENUE SECURITIES LLC
May 3, 1999 - April 4, 2007
PARK AVENUE SECURITIES LLC
January 19, 1989 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
July 24, 1985 - January 21, 1989
FSC SECURITIES CORPORATION
November 3, 1982 - June 24, 1985
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEATHERLY & COMPANY
CRD#: 133306 / SEC#:
Contact information
Red Flags
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