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Rebecca H. Baldus

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CRD#: 1071669
RB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rebecca Hill Baldus, who also goes by Becky Baldus, Rebecca Lynn Hill, was a registered financial professional .

Rebecca is a previously registered financial professional and started their career in finance in 1982. Rebecca had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Becky Baldus | Rebecca Lynn Hill

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 3, 2011 - September 18, 2019

SSN ADVISORY, INC.

RIA
CRD#: 126090
POWELL, TN
Past

April 29, 2011 - September 18, 2019

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
POWELL, TN
Past

February 12, 2004 - April 28, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
POWELL, TN
Past

March 19, 1999 - April 28, 2011

SECURITIES AMERICA, INC.

BD
CRD#: 10205
POWELL, TN
Past

October 3, 1991 - March 22, 1999

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

October 2, 1991 - March 22, 1999

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

November 30, 1982 - October 4, 1991

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/7/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SA
SSN ADVISORY, INC.
SSN ADVISORY, INC. | SSNAI

CRD#: 126090 / SEC#: 801-61989

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Contact information


Main Address
9729 Cogdill Road Suite 301, Knoxville, TN 37932
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ENCOMPASS SMA WRAP FEE PROGRAM BROCHURE (8/14/2020)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SSN ADVISORY, INC.

CRD#: 126090

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