John W. Stansberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wayne Stansberry, who also goes by Wayne Stansberry, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2004 - January 11, 2021
BG WORLDWIDE SECURITIES, INC.
April 9, 2003 - December 31, 2003
MML INVESTORS SERVICES, LLC
January 3, 2003 - March 19, 2003
BG WORLDWIDE SECURITIES, INC.
June 8, 2001 - December 31, 2002
MML INVESTORS SERVICES, LLC
April 21, 1998 - December 31, 1999
WESTPORT FINANCIAL SERVICES, L.L.C.
April 9, 1996 - February 20, 1998
INVESTMENT ARCHITECTS, INC.
January 6, 1994 - May 23, 1994
CLARK-BARDES SECURITIES, INC.
September 16, 1992 - November 23, 1993
MUTUAL SERVICE CORPORATION
August 13, 1986 - September 15, 1992
WALNUT STREET SECURITIES, INC.
October 20, 1982 - February 1, 1985
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BG WORLDWIDE SECURITIES, INC.
CRD#: 121735 / SEC#: , 8-65440
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
