Guy E. Baker
WEALTH TEAMS ALLIANCE
Irvine, CA 92618
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CRD#: 10716
Professional summary
Guy Eugene Baker, CFP® is a registered financial advisor currently at WEALTH TEAMS ALLIANCE located in Irvine, California.
Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Guy has worked at 19 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BAKER/JENSEN INVESTMENT ADVISORS--INVESTMENT RELATED--15520 ROCKFIELD BLVD STE G IRVINE CA--US REGISTERED INVESTMENT ADVISER- START DATE: 6/1995-0HRS/MO, 0 DURING SECURITIES TRADING HRS.
2. BMI CONSULTING, LLC-INVESTMENT RELATED--EXIT PLNG,CONSLTNG--MANAGING MEMBER--START DATE: 08/1996--20HRS/WK,20 HRS/WK DRG TRDG--FEE BASED ESTATE PLANNING AND CONSULTING.
3.BAKER MOUNTFORD INSURANCE SERVICES--INVESTMENT RELATED--15520 ROCKFIELD BLVD STE G, IRVINE, CA 92618--INSURANCE SALES-MANAGING MEMBER--START DATE: 08/1997-- 0 HRS/WK, 0 HRS DURING TRADING
4. ASSOCIATES ON INSURANCE CONCEPT SERVICES INC-BTA ADVISORY GROUP -- 15520 ROCKFIELD BLVD STE G IRVINE CA--INS SALES-PRESIDENT-OWNER-START DATE: 05/25/1979 -- 20 HRS/WK, 20 HR /WK DRG TRDG-INSURANCE SALES AND MARKETING.
5. FAMILY WEALTH COUNSELORS LLC--INVESTMENT RELATED--15520 ROCKFIELD BLVD STE G IRVINE CA 92618--ESTATE PLANNING--MANAGING MEMBER--START DATE: 08/13/1997--0HRS/MO, 0 HRS DRG TRDG--SALES & MARKETING.
6. GCB PROPERTIES LP--INVESTMENT RELATED--15520 ROCKFIELD BLVD STE G IRVINE CA 92618-REAL ESTATE INVESTMENT--GENERAL PARTNER-START DATE: 1/2003--0 HR/MO, 0HR DRG TRDG--PERSONAL INVESTMENT.
7. GUY BAKER LIMITED PARTNERSHIP, LLC -- START DATE: 12/28/2004 -- INVESTMENT RELATED---15520 ROCKFIELD BOULEVARD, SUITE G, IRVINE, CA 92618 -- PASSIVE INVESTMENT PARTNERSHIP. 0 HRS/MO--THIS ACTIVITY IS NOT DONE DURING TRADING HOURS.
8. LANGHOFER INVESTMENTS, LLC -- 1625 NORTH WATERFRONT PARKWAY, SUITE 300, WICHITA, KS 67206 -- INVESTMENT RELATED--START DATE: 6/2004 -- INVESTOR -- 0 HOURS/MO, 0 DURING TRADING HOURS--PASSIVE INVESTMENTS.
9. STANDEL PUBLISHING -- OWNER -- START DATE: 9/1996- NOT INVESTMENT RELATED--15520 N ROCKFIELD BOULEVARD, SUITE G, IRVINE, CA 92618 -- EDITING AND PUBLISHING BOOKS-- .5 HRS/WK, .5 HRS DURING TRADING (5% OF TIME).
10. WEALTH TEAMS--15520 ROCKFIELD BLVD. SUITE 6, IRVINE, CA 92691--REGISTERED INVESTMENT ADVISER--START DATE 12/2010--MONEY MANAGEMENT THROUGH DFA--INVESTMENT RELATED--8 HRS/WK--8 HRS DURING TRADING--MONEY MANAGEMENT THROUGH DFA.
CRS (Client Relationship Summary) - RIA
Click below to view Guy Eugene Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1982
Experience
Current
January 25, 2017 - Present
WEALTH TEAMS ALLIANCE
Office #1: 15520 Rockfield Blvd Suite G, Irvine, CA 92618RIA
CRD#: 168907
Irvine, CA
Past
March 19, 2014 - April 9, 2019
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.
RIA
CRD#: 146778
COSTA MESA, CA
Past
January 2, 2013 - January 15, 2014
GCMI SECURITIES CORP.
BD
CRD#: 139520
IRVINE, CA
Past
May 11, 2012 - February 8, 2017
ALEXANDER BEARD (USA) INC.
RIA
CRD#: 134642
ELLESMERE PORT, CHESHIRE,
Past
March 16, 2011 - August 6, 2012
BENNETT ROSS, INC.
BD
CRD#: 42850
FORT WORTH, TX
Past
September 14, 2010 - February 28, 2011
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
IRVINE, CA
Past
September 10, 2010 - February 28, 2011
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
IRVINE, CA
Past
November 19, 2009 - July 30, 2010
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
IRVINE, CA
Past
October 22, 2007 - July 18, 2011
JOSEPH L. CANNAVA
RIA
CRD#: 113462
IRVINE, CA
Past
July 14, 2000 - December 15, 2009
MAIN STREET SECURITIES, LLC
BD
CRD#: 47127
IRVINE, CA
Past
May 7, 1997 - December 31, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
April 15, 1997 - July 13, 2000
WESTPORT FINANCIAL SERVICES, L.L.C.
BD
CRD#: 38449
JACKSONVILLE, FL
Past
August 24, 1995 - July 5, 2022
BAKER JENSEN INVESTMENT ADVISORS, LLC
RIA
CRD#: 115086
SAN CLEMENTE, CA
Past
August 1, 1995 - April 24, 1997
LAGUNA SECURITIES, INC.
BD
CRD#: 37547
NEWPORT BEACH, CA
Past
June 24, 1993 - February 14, 1994
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
November 8, 1988 - August 1, 1995
WEALTH RESOURCE CAPITAL CORPORATION
BD
CRD#: 10367
NEWPORT BEACH, CA
Past
March 25, 1986 - January 16, 1989
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
BOSTON, MA
Past
February 23, 1984 - February 10, 1986
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
Past
March 14, 1983 - December 27, 1983
BOARDWALK CAPITAL CORPORATION
BD
CRD#: 10279
Past
November 9, 1972 - July 9, 1981
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WT
WEALTH TEAMS ALLIANCE
IA NETWORK | WEALTH TEAMS ALLIANCE INC. | WEALTH TEAMS ALLIANCE | WB CONSULTING, LLC | OAK GROVE, LLC | OAK GROVE, INC. | OAK GROVE | MORGAN ASSET MANAGEMENT
CRD#: 168907 / SEC#: 801-122977
RIA
Registered Investment Advisory firm - (1/3/2022 Approved)California
Registered Investment Advisory firm - (1/21/2023 Terminated)Colorado
Registered Investment Advisory firm - (11/9/2018 Terminated)Florida
Registered Investment Advisory firm - (12/22/2022 Terminated)Kansas
Registered Investment Advisory firm - (12/22/2022 Terminated)Michigan
Registered Investment Advisory firm - (11/16/2018 Terminated)Minnesota
Registered Investment Advisory firm - (3/13/2018 Terminated)Rhode Island
Registered Investment Advisory firm - (11/8/2018 Terminated)Texas
Registered Investment Advisory firm - (12/22/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/25/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 1
Date: 10/30/1972
Registered Representative ExaminationCurrent Firm
WT
WEALTH TEAMS ALLIANCE
IA NETWORK | WEALTH TEAMS ALLIANCE INC. | WEALTH TEAMS ALLIANCE | WB CONSULTING, LLC | OAK GROVE, LLC | OAK GROVE, INC. | OAK GROVE | MORGAN ASSET MANAGEMENT
CRD#: 168907 / SEC#: 801-122977
RIA
Registered Investment Advisory firm - (1/3/2022 Approved)California
Registered Investment Advisory firm - (1/21/2023 Terminated)Colorado
Registered Investment Advisory firm - (11/9/2018 Terminated)Florida
Registered Investment Advisory firm - (12/22/2022 Terminated)Kansas
Registered Investment Advisory firm - (12/22/2022 Terminated)Michigan
Registered Investment Advisory firm - (11/16/2018 Terminated)Minnesota
Registered Investment Advisory firm - (3/13/2018 Terminated)Rhode Island
Registered Investment Advisory firm - (11/8/2018 Terminated)Texas
Registered Investment Advisory firm - (12/22/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15520 Rockfield Blvd Suite G, Irvine, CA 92618
Mailing Address
Phone number
(877) 282-4768
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 205,554,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
