Salvatore D. Guttadauro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Daniel Guttadauro, who also goes by Salvatore Daniel Guttadavro, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1984. Salvatore had worked at 7 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2011 - January 8, 2013
KENNETH, JEROME & CO.,INC.
October 7, 2009 - February 4, 2010
NATIONWIDE PLANNING ASSOCIATES INC.
December 7, 2007 - September 3, 2009
SIGNATOR FINANCIAL SERVICES, INC.
January 13, 2006 - September 26, 2007
HORNOR, TOWNSEND & KENT, LLC
November 26, 2003 - November 12, 2004
NYLIFE SECURITIES LLC
November 4, 1997 - December 31, 2001
PRINCIPAL SECURITIES, INC.
June 15, 1984 - September 11, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
KENNETH, JEROME & CO.,INC.
CRD#: 15541 / SEC#: , 8-32361
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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