James W. Cope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Willard Cope, who also goes by Jim Cope, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 1987 - March 17, 1992
COPE CAPITAL INC.
February 24, 1984 - December 19, 1986
COPE CAPITAL INC.
December 28, 1982 - December 5, 1983
SENTRA SECURITIES CORPORATION
October 20, 1982 - February 4, 1983
STRUCTURED SHELTERS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COPE CAPITAL INC.
CRD#: 14661 / SEC#: , 8-31013
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
