Daniel C. Strasser
Professional summary
Daniel Carl Strasser is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Naples, Florida.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1982. Daniel has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Carl Strasser's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2023 - Present
LASALLE ST SECURITIES, L.L.C.
February 29, 2008 - July 24, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
February 20, 2002 - April 2, 2008
NRP FINANCIAL, INC.
October 26, 2001 - February 21, 2002
PRUDENTIAL EQUITY GROUP, LLC
February 15, 1991 - October 23, 2001
FINANCIAL ASSET MANAGEMENT, INC.
July 18, 1988 - February 21, 1991
UBS FINANCIAL SERVICES INC.
February 15, 1988 - July 28, 1988
LEHMAN BROTHERS INC.
July 29, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
March 21, 1984 - July 31, 1985
PRESCOTT, BALL & TURBEN, INC.
November 24, 1982 - May 11, 1984
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2023)
(7/24/2023)
(9/21/2023)
(8/9/2023)
(7/24/2023)
(7/24/2023)
(7/24/2023)
(7/24/2023)
(7/24/2023)
(8/10/2023)
(7/24/2023)
(7/24/2023)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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