Judith A. Donahue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Anne Donahue, who also goes by Judith Donahue Lafranchi, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1982. Judith had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - October 24, 2022
COHEN & COMPANY SECURITIES, LLC
August 22, 1996 - October 1, 1996
GOLDMAN SACHS MONEY MARKETS, L.P.
August 14, 1996 - November 4, 2011
GOLDMAN SACHS & CO. LLC
February 17, 1990 - April 4, 1994
LEHMAN SPECIAL SECURITIES INC.
February 17, 1990 - April 4, 1994
LEHMAN GOVERNMENT SECURITIES INC.
November 6, 1982 - August 13, 1996
LEHMAN BROTHERS INC.
October 20, 1982 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
