Michael N. Hokin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Norman Hokin, who also goes by Michael N Hokin, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 9 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2016 - December 21, 2018
FIRST ASSET FINANCIAL INC.
July 9, 2012 - October 28, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
August 15, 2007 - July 27, 2010
WILLIAM C. BURNSIDE & COMPANY, INC.
November 16, 2001 - December 31, 2005
BROKER DEALER FINANCIAL SERVICES CORP.
September 25, 1995 - December 31, 1999
CARDINAL INVESTMENTS, INC.
January 29, 1990 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
October 8, 1985 - January 11, 1989
O. R. SECURITIES, INC.
October 2, 1985 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
August 24, 1983 - October 3, 1985
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ASSET FINANCIAL INC.
CRD#: 139107 / SEC#: , 8-67191
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
