George S. Sweeney

ELM CAPITAL MANAGEMENT LLC

Pittsburgh, PA 15222

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CRD#: 1071075

Professional summary

George Scott Sweeney is a registered financial advisor currently at ELM CAPITAL MANAGEMENT LLC located in Pittsburgh, Pennsylvania.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. George has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 05/2006: Eastern Financial Group, Inc. dba Elder Law Management; Pittsburgh, PA; Investment Adviser Representative/Estate planner/Solicitor; Investment Related; Investment Advisory Firm; Approximate 30 hours per month estate and insurance planning with clients. 2. Independent Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Scott Sweeney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2020 - Present

ELM CAPITAL MANAGEMENT LLC

Office #1: 309 Smithfield Street 6th Floor, Pittsburgh, PA 15222Office #2: 3467 University Avenue 2nd Floor, Star City, WV 26505

RIA

CRD#: 294012

Pittsburgh, PA

Past

March 26, 2010 - March 3, 2022

ELDER LAW MANAGEMENT, ELDER LAW PLANNING SERVICES

RIA

CRD#: 122497

PITTSBURGH, PA

Past

June 5, 1995 - October 3, 1995

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

February 1, 1989 - May 23, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

February 1, 1989 - May 23, 1990

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

July 24, 1984 - January 24, 1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 24, 1984 - January 24, 1989

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

November 2, 1982 - June 20, 1984

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/23/2020)

IAR

Pennsylvania
(6/8/2020)

IAR

West Virginia
(7/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/2/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELM CAPITAL MANAGEMENT LLC

ELM CAPITAL MANAGEMENT | ELM CAPITAL MANAGEMENT LLC | ELM CAPITAL MANAGEMENT INC.

CRD#: 294012 / SEC#:

Ohio

Registered Investment Advisory firm - (3/23/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/8/2020 Approved)

West Virginia

Registered Investment Advisory firm - (6/29/2020 Approved)

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Contact information

Main Address

309 Smithfield Street 6th Floor, Pittsburgh, PA 15222

Mailing Address

Phone number

(412) 456-4700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	326
AUM (Assets Under Management)	$ 113,607,293

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/11/2025	Cover Page	Report
10/16/2024	Cover Page	Report
11/15/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George S. Sweeney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Scott Sweeney's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELDER LAW MANAGEMENT, ELDER LAW PLANNING SERVICES

WADDELL & REED

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

METROPOLITAN LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2010

Series 63

Date: 4/1/1986

Series 6

Date: 6/2/1995

Current Firm

ELM CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ELM CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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