Gary Boddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Boddy was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - July 25, 2019
INTERCOASTAL CAPITAL MARKETS, INC.
October 24, 2002 - December 11, 2012
SCOTT & STRINGFELLOW, LLC
August 12, 1998 - November 5, 2002
RAYMOND JAMES & ASSOCIATES, INC.
March 21, 1997 - August 11, 1998
HOPPER SOLIDAY & CO., INC.
June 4, 1996 - March 25, 1997
SUNCOAST CAPITAL GROUP, LTD.
August 18, 1994 - May 17, 1996
MERIDIAN SECURITIES, INC.
July 25, 1987 - August 20, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
January 19, 1983 - August 18, 1994
MARCUS, STOWELL & BEYE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
