William J. Byrd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Byrd III, who also goes by William J Byrd III, William James Byrd, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1982. William had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2006 - April 22, 2008
FINANCIAL PLANNING ASSOCIATES,INC.
May 31, 2006 - June 16, 2008
ALTERNATIVE WEALTH STRATEGIES, INC.
September 9, 2004 - December 31, 2008
CAPITAL CONSERVATION
February 28, 2003 - July 29, 2005
HORNOR, TOWNSEND & KENT, LLC
June 12, 2002 - October 31, 2002
USA FINANCIAL SECURITIES LLC
April 9, 2002 - October 31, 2002
USA FINANCIAL SECURITIES LLC
October 20, 1994 - May 6, 1997
FIRST NATIONAL EQUITY, CORP.
June 6, 1990 - March 2, 2001
SIMON SECURITIES, INC.
May 12, 1989 - April 16, 1990
CUMBERLAND BROKERAGE CORPORATION
October 24, 1985 - March 28, 1989
SOUTH SHORE SECURITIES, INC.
April 29, 1983 - August 7, 1985
LPL FINANCIAL LLC
October 20, 1982 - May 3, 1983
PATTEN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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