Philip M. Georgeson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Menas Georgeson, who also goes by Phillip Menas Georgeson, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1982. Philip had worked at 8 firms and has passed the Series 63, Series 7, Series 24, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1993 - September 19, 1994
PARAGON CAPITAL MARKETS, INC.
September 28, 1987 - May 24, 1990
FINNET SECURITIES, INC.
October 28, 1986 - October 5, 1987
ROYCE PARK INVESTMENTS, INC.
June 8, 1984 - November 11, 1986
J. W. GANT & ASSOCIATES, INC.
April 11, 1984 - May 30, 1984
J.D. COPPERFIELD, LTD.
October 13, 1983 - March 27, 1984
BLINDER, ROBINSON & CO., INC.
April 12, 1983 - October 4, 1983
CENTENNIAL STATE SECURITIES, INC.
October 20, 1982 - April 19, 1983
VANTAGE SECURITIES OF COLORADO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON CAPITAL MARKETS, INC.
CRD#: 18555 / SEC#: , 8-36765
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
