Jerome J. Vaskis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Joseph Vaskis, who also goes by Jerry Vaskis, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1982. Jerome had worked at 9 firms and has passed the Series 63, SIE, Series 15, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - June 16, 2015
SG AMERICAS SECURITIES, LLC
November 15, 2013 - January 2, 2015
NEWEDGE USA, LLC
February 11, 2000 - August 12, 2013
NEWEDGE USA, LLC
December 8, 1999 - February 25, 2000
J.P. MORGAN SECURITIES LLC
June 15, 1998 - December 11, 1999
CRESVALE INTERNATIONAL (US) LLC
June 6, 1994 - November 20, 1997
REPUBLIC NEW YORK SECURITIES CORPORATION
September 8, 1989 - August 15, 1995
PRUDENTIAL EQUITY GROUP, LLC
June 15, 1988 - June 9, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 1988 - July 9, 1988
LEHMAN BROTHERS INC.
October 9, 1984 - May 14, 1988
E. F. HUTTON & COMPANY INC
December 21, 1982 - October 11, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/12/1984
Foreign Currency Options ExaminationCurrent Firm
SG AMERICAS SECURITIES, LLC
CRD#: 128351 / SEC#: , 8-66125
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | |
| CARTIER, SYLVAIN | CO - CHIEF EXECUTIVE OFFICER | 6390499 |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 |
| O'KEEFE, THOMAS WILLIAM | PRINCIPAL FINANCIAL OFFICER | 3054453 |
| VAN HAUWERMEIREN, GUIDO MARIA | CO - CHIEF EXECUTIVE OFFICER | 5974025 |
| WALSH, MICHAEL PATRICK | PRINCIPAL OPERATIONS OFFICER | 1060871 |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
Disclosures
| Regulatory Event | 114 |
| Criminal | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
