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Judith Ann Bufis

CRD# 1070648·Registered 1983 - 2018
Barred: Judith Ann Bufis was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Judith Ann Bufis, who also goes by Judith Ann Burmistrenko, was a registered financial advisor. Judith was a previously registered financial professional and started their career in finance 1983 - 2018. Judith had worked at 11 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Judith Ann Burmistrenko

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

KOVACK SECURITIES INC.·CRD# 44848
BD
East Brunswick, NJ
January 2, 2018 - September 7, 2018
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
East Brunswick, NJ
September 20, 2016 - December 31, 2017
IFS SECURITIES·CRD# 40375
BD
East Brunswick, NJ
January 2, 2015 - April 7, 2016
WORLD INVESTMENTS, LLC·CRD# 20626
BD
East Brunswick, NJ
January 5, 2006 - December 31, 2014
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
June 22, 2004 - January 6, 2006
PARKLAND SECURITIES, LLC·CRD# 115368
BD
Ann Arbor, MI
February 9, 2002 - October 2, 2002
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
June 1, 1996 - February 9, 2002
NORTH AMERICAN MANAGEMENT, INC.·CRD# 624
BD
Sioux Falls, SD
February 2, 1996 - June 1, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.·CRD# 19924
BD
December 24, 1991 - December 17, 1995
WEALTH BUILDERS EQUITY CORPORATION·CRD# 22152
BD
October 29, 1990 - December 20, 1991
TMT FINANCIAL SERVICES, INC.·CRD# 26613
BD
Orlando, FL
October 22, 1990 - November 12, 1990
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
March 22, 1983 - April 23, 1990

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Current Firm

KS
KOVACK SECURITIES INC.

KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS

CRD#: 44848 / SEC#: 8-50847
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Mailing Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Phone Number

(954) 782-4771

Established

Florida since 04/22/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KOVACK FINANCIAL, LLC.OWNER—
KOVACK, BRIAN JOHNCEO2809477
SHICK, ISABELLE ALLISONFINOP5364794
WOLFE, MELINDA SUECHIEF COMPLIANCE OFFICER/EVP1627593

Disclosures

Regulatory Event

5

Arbitration

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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