Mary E. Obrien
Professional summary
Mary Elizabeth Obrien, who also goes by Betty Obrien, Mary Elizabetti Obrien, is a registered financial professional currently at J.H. DARBIE & CO., INC. located in Florham Park, New Jersey.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1983. Mary has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Elizabeth Obrien's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2023 - Present
J.H. DARBIE & CO., INC.
Office #1: 215 Ridgedale Ave Ste 104, Florham Park, NJ 07932August 19, 1991 - December 22, 2023
KENNETH, JEROME & CO.,INC.
October 9, 1989 - August 12, 1991
L.C. WEGARD & CO., INC.
June 30, 1988 - September 21, 1989
G. K. SCOTT & CO., INC.
January 8, 1985 - July 12, 1988
DOLAN & PITCHER, INC.
March 11, 1983 - January 18, 1985
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2023)
(5/22/2023)
(6/15/2023)
(6/26/2023)
(6/12/2023)
(6/28/2023)
(6/27/2023)
(8/17/2023)
(5/23/2023)
(8/18/2023)
(6/14/2023)
(6/26/2023)
(5/22/2023)
(5/22/2023)
(6/15/2023)
(6/27/2023)
(6/14/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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