Jane C. Kelley

JANE C. KELLEY | Financial Advisor

Aptos, CA

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CRD#: 1070524

Professional summary

Jane C Kelley, CFP®, who also goes by Jane C. Kelley, Jane Carol Kelley, is a registered financial advisor currently at JANE C. KELLEY located in Aptos, California and OSAIC WEALTH, INC. located in Aptos, California.

Jane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Jane has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jane C. Kelley | Jane Carol Kelley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JANE C. KELLEY POSITION: Owner NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1992 ADDRESS: 304 Palmer Avenue Aptos, CA 95003, Aptos CA 95003, United States DESCRIPTION: Provide consultation to individuals in various areas of personal financial planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane C Kelley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 16, 2018 - Present

JANE C. KELLEY

RIA

CRD#: 135618

Aptos, CA

Current

November 19, 1989 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

APTOS, CA

Past

October 20, 1982 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/13/2023)

California
(11/19/1989)

IAR

California
(3/16/2018)

Illinois
(2/19/2013)

Nevada
(11/13/1997)

Oregon
(4/6/2010)

Pennsylvania
(11/22/2017)

Utah
(11/30/2018)

Virginia
(12/13/2023)

Washington
(4/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1982

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

JANE C. KELLEY

JANE C. KELLEY | KELLEY JANE CAROL | JANE CAROL KELLEY

CRD#: 135618 / SEC#:

California

Registered Investment Advisory firm - (5/29/1992 Approved)

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Contact information

Main Address

Aptos, CA

Mailing Address

Phone number

(831) 688-1720

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Jane C. Kelley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane C Kelley's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANE C. KELLEY

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1999

Series 63

Date: 1/28/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/16/1982

FINRA

Current Firm

JANE C. KELLEY

Contact information

Documents

Red Flags

Company Information

JANE C. KELLEY

TRUST BUT VERIFY

Contact information

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