David G. Mertens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Gerhard Mertens, who also goes by Dave Mertens, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2019 - February 5, 2026
QSV EQUITY INVESTORS LLC
July 11, 2006 - March 1, 2017
JENSEN INVESTMENT MANAGEMENT INC.
January 26, 2004 - December 31, 2016
QUASAR DISTRIBUTORS, LLC
October 8, 1999 - January 10, 2003
BERGER FINANCIAL GROUP LLC
January 14, 1997 - December 20, 2002
BERGER DISTRIBUTORS LLC
November 11, 1992 - November 14, 1995
INVESCO DISTRIBUTORS, INC.
January 16, 1990 - October 29, 1992
VERAVEST INVESTMENTS, INC.
February 12, 1987 - December 31, 1989
VERAVEST INVESTMENTS, INC.
November 11, 1982 - January 12, 1987
AMERICAN UNITED LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QSV EQUITY INVESTORS LLC
CRD#: 283060 / SEC#: 801-127701
Contact information
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 113,278,822 |
Red Flags
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