John W. Wedgwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Whitney Wedgwood, who also goes by Jack Wedgwood, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 10 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2006 - January 20, 2017
DWR WEALTH MANAGEMENT, LLC
November 17, 2004 - March 31, 2006
EPLANNING SECURITIES, INC.
June 30, 2003 - July 6, 2004
THE SHEMANO GROUP, INC.
August 7, 2000 - November 8, 2002
NEXT ADVISORS SECURITIES
June 17, 1998 - December 23, 1998
STOCK USA, INC.
April 28, 1993 - April 19, 2007
ASSET STRATEGIES & MANAGEMENT, INC.
January 14, 1993 - May 13, 1998
SECURITIES AMERICA, INC.
June 12, 1985 - January 18, 1993
FSC SECURITIES CORPORATION
July 15, 1984 - June 17, 1985
AMERICAN INVESTORS COMPANY
January 6, 1983 - November 21, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
DWR WEALTH MANAGEMENT, LLC
CRD#: 133743 / SEC#: 801-122140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DWR WEALTH MANAGEMENT, LLC
CRD#: 133743 / SEC#: 801-122140
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 545 |
| AUM (Assets Under Management) | $ 179,620,318 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
