James T. Wade

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CRD#: 1070305

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Theodore Wade was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1983. James had worked at 12 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 14, 1999 - March 31, 2000

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

August 30, 1999 - September 13, 1999

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

December 3, 1998 - September 1, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

August 18, 1998 - September 13, 1999

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

August 3, 1998 - September 25, 1998

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

June 21, 1996 - July 31, 1998

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

June 13, 1996 - August 3, 1998

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

November 14, 1995 - February 7, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 14, 1995 - February 7, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 1, 1987 - July 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 12, 1986 - April 14, 1987

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

Past

February 14, 1986 - November 10, 1986

BUTCHER & SINGER INC.

CRD#: 6517

Past

March 21, 1985 - February 14, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Past

June 24, 1983 - April 19, 1984

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

March 2, 1983 - May 12, 1983

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/27/1995

General Securities Representative Examination

Current Firm

CONSECO SECURITIES, INC.

CONSECO FINANCIAL SERVICES, INC. | MDS SECURITIES, A DIVISION OF CONSECO SECURITIES, INC. | MDS SECURITIES INCORPORATED | CONSECO SECURITIES, INC.

CRD#: 29367 / SEC#: , 8-44287

Terminated by SEC on 09/29/2002

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 06/21/1991

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CONSECO INTERIM HOLDINGS CORPORATION (CIHC)	SHAREHOLDER
BARRA, DAVID JOSEPH	SENIOR VICE PRESIDENT/FINANCIAL & OPERATIONS PRINCIPAL	4399587
CULLEMFIORE, MARGARET ANN	VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & ASSISTANT SECRETARY/CHIEF COMPLIANCE OFFICER	703791

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James T. Wade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATCITY INSURANCE SERVICES, INC.

IFMG SECURITIES, INC.

NATCITY INVESTMENTS, INC.

IFMG SECURITIES, INC.

NATCITY INVESTMENTS, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

AMERICAN GENERAL SECURITIES INCORPORATED

BUTCHER & SINGER INC.

MORGAN STANLEY DW INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/20/1999

Series 7

Date: 10/27/1995

Current Firm

CONSECO SECURITIES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CONSECO SECURITIES, INC.

TRUST BUT VERIFY

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