John R. Martin

MADER & SHANNON WEALTH MANAGEMENT

Kansas City, MO 64112

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CRD#: 1070144

Professional summary

John Russell Martin is a registered financial advisor currently at MADER & SHANNON WEALTH MANAGEMENT located in Kansas City, Missouri.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGING MEMBER, JMA GROUP, LLC - SELLS LIFE, DISABILITY AND LONG TERM CARE INSURANCE TO RETAIL CUSTOMERS - ALSO WHOLESALE FIXED INSURANCE PRODUCTS TO OTHER INSURANCE AGENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Russell Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2014 - Present

MADER & SHANNON WEALTH MANAGEMENT

Office #1: 4717 Grand Ave. Ste 800, Kansas City, MO 64112

RIA

CRD#: 123741

Kansas City, MO

Past

August 6, 2015 - November 24, 2015

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

September 8, 2011 - July 10, 2013

CREATIVEONE SECURITIES, LLC

CRD#: 152974

LEAWOOD, KS

Past

September 5, 2007 - December 31, 2010

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

LEAWOOD, KS

Past

January 1, 2005 - September 29, 2005

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

April 12, 2002 - January 1, 2005

INTERLINK SECURITIES CORP.

CRD#: 30505

WOODLAND HILLS, CA

Past

September 8, 2000 - January 18, 2002

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

February 13, 1998 - September 8, 2000

OFG FINANCIAL SERVICES, INC.

CRD#: 23940

TOPEKA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/23/2014)

IAR

Missouri
(12/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/24/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/1998

General Securities Principal Examination

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

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Contact information

Main Address

4717 Grand Ave. Ste 800, Kansas City, MO 64112

Mailing Address

Phone number

(816) 751-0585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADER & SHANNON WEALTH MANAGEMENT, INC. ADV PART 2 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	863
AUM (Assets Under Management)	$ 221,292,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Russell Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

CREATIVEONE SECURITIES, LLC

BROKER DEALER FINANCIAL SERVICES CORP.

VOYA FINANCIAL ADVISORS, INC.

INTERLINK SECURITIES CORP.

UMB FINANCIAL SERVICES, INC.

OFG FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MADER & SHANNON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2014

Series 63

Date: 3/9/1998

SIE

Date: 11/24/2015

Series 7

Date: 2/12/1998

Series 24

Date: 5/18/1998

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADER & SHANNON WEALTH MANAGEMENT

TRUST BUT VERIFY

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