Bruce E. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Evan Fisher was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1988. Bruce had worked at 8 firms and has passed the Series 63, Series 7, Series 6, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 1998 - August 25, 1998
SPECTRUM SECURITIES, INC.
January 3, 1997 - December 12, 1997
CAPITAL MARKETS GROWTH CORPORATION
January 29, 1996 - August 19, 1996
ATLANTIC PACIFIC FINANCIAL, INC.
December 4, 1995 - December 14, 1995
DEVON RESOURCES FINANCIAL CORPORATION
August 17, 1992 - October 5, 1992
COLUMBUS FINANCIAL, INC.
May 16, 1990 - August 4, 1992
FORTRESS SECURITIES, INC.
April 24, 1989 - February 24, 1990
RHM SECURITIES CORPORATION
September 30, 1988 - March 21, 1989
WESTERN FINANCIAL NETWORK OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPECTRUM SECURITIES, INC.
CRD#: 29305 / SEC#: , 8-44217
Contact information
Documents
Red Flags
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